Profile of CICC  

Established in 1995 as a strategic partnership among prestigious Chinese and international financial institutions and corporations, CICC is the first joint venture investment bank in China and has a registered capital of US$125 million.

The founding shareholders are:
China Jianyin Investment Limited
Morgan Stanley International Incorporated
China National Investment & Guaranty Co., Ltd.
The Government of Singapore Investment Corporation
Mingly Corporation

Headquartered in Beijing ,CICC has established offices in strategic in china, such as hongkong, Shanghai and Shenzhen. With such a domestic service network close to the Chinese stock exchanges, CICC is well positioned to feel the pulse of the capital market and best serve its clients in China.

CICC’s business has been expanding since its incorporation. Oday its core business departments include Investment banking, Capital Markets, Sales & Trading, Research, Fixed Income, Asset Management and Private Equity. These core businesses are enhanced by internal risk control and information technology systems as well as other supporting departments.

CICC is licensed or authorized by the governmental to engage in domestic and foreign stock/bond trading (brokerage, proprietary and underwriting); fund and asset management; advice on corporate restructuring, mergers and acquisitions, financing transactions and investments; foreign currency trading and asset management; inter-bank lending and borrowing.

 
Competitive Strengths  
 

● Unsurpassed China Market Expertise
As a China-based international investment bank, CICC has, over the years, built up a comprehensive knowledge base of China’s legal regulatory, economic, cultural, business and market environment.This enables CICC to offer integrated capital market solutions and services to clients in line with china’s major economic trends, industry developments and market demand,By sharing this knowledge base and working closely with our clients,we have successfully executed numerous milestone transactions in telecommunications, power, transportation,oil & gas, petrochemicals,non-ferrous metals, and financial ser vices,We have thus developed srong industry expertise across many key economic sectors, allowing us to deliver effective capital market solutions to our clients in the quickly changing Chinese marketplace.

● Unique International Perspective
With extensive global market experience and international service network, CICC offers domestic and international clients financial services tailored to their specific needs. In advising domestic clients, CICC provides insight on strategic, management and financial trends from abroad.In advising foreign clients,CICC pinpoints success factors critical to the Chinese economy and business environment.And in managing complex international projects,CICC successfully integrates international expertise with china market requirements and practices.The result is unmatched expertise in cross-border financing among China-based investment banks.

● Strong Project Execution Experience
Through the successful completion of dozens of large-scale domestic and international transactions, CICC has developed effective project partnerships with Chinese and internationallaw firms, accounting firms, and other professional service providers while establishing ongoing relationships with a large and diverse network of investors.These attributes enhance CICC’s project management and execution capabilities across the full range of investment banking services.

● Most alented Professional Team
CICC draws talents from both inside and outside the firm, and has developed a professiona team with top-caliber work experience, multicultural skills and elite educational backgrounds. As individuals they exhibit ethics, dedication, performance and professionalism. As team members, they are committed to long-term, client-focused relationships addressing important financial and strategic objectives.

 
Growth and Accomplishments  
 

As the pioneer Chinese investment bank,CICC has been a key driving force behind the development of china’s investment banking industry since the late 1900s. Many of our transactions have been milestones in the development of China’s investment banking industry. Outstanding performance domestically and internationally has earned CICC a global reputation for innovative, quality and professional services, making it a leading multi-service investment bank in China.

As of the end of July 2007, CICC has successfully arranged US$104.12 billion in equity financing, US$21.57 billion in debt financing and over US$80.93 billion in mergers &acquisitions.

CICC’s outstanding underwriting achievements have made it the undisputed leading arranger of global offerings for Chinese state-owned enterprises(SOEs). 1997, when Chinese SOEs first began to approach international capital markets, CICC has the highest accumulative value of underwriting in terms of IPOs in non-Japan Asia, global IPOs of Chinese companies and Chinese companies total overseas financing.

CICC’s outstanding achievements are attributable to our teams’dedication, professionalism, innovation and determination to be the best in our business. We anticipate market changes to maintain our leading position and deliver the greatest value to our clients.




● CICC Milestone

1995 CICC incorporated
1996 CICC became a member of the Shanghai Stock Exchange
1997 Overseas IPO for China Telecom Hong Kong (now China Mobile), raised US$ 4.22 billion China International Capital Corporation (Hong Kong) Limited established
1998 A-share IPO for China world rade Center Co. Ltd.
CICC Hong Kong Securities Limited commenced operation
1999 Follow-on offering of shares for China Telecom Hong Kong (now China Mobile)
Restructuring for Unilever (China)
2000 Overseas IPO for China Unicom, raised US$ 5.65 billion
Overseas IPO for Sinopec, raised US$ 3.46 billion
Overseas IPO for PetroChina, raised US$ 2.89 billion
A-share IPO for Baosteel, raised RMB 7.846 billion
CICC’s Shanghai Branch commenced operation
2001 Overseas IPO for Aluminum Corporation of China (Chalco), raised US$ 486 million
A-share IPO for Sinopec, raised RMB 11.816 billion
Acquisition of A vansys Power from Huawei Technologies
2002 Overseas IPO for China Telecom, raised US$ 1.52 billion
A-share IPO for China Unicom, raised RMB 11.5 billion
A-share IPO for China Merchants Bank, raised RMB 10.95 billion
China Securities Regulatory Commission authorized CICC to establish securities trading offices in Beijing, Shanghai and Shenzhen
2003 Overseas IPO for China Life, raised US$ 3.475 billion
Overseas IPO for PICC, raised US$ 805 million
2004 Overseas IPO for Air China, raised US$ 1.237 billion
Overseas IPO for China Netcom, raised US$ 1.312 billion
2005 Overseas IPO for Dongfeng, Motor Group, raised US$ 570 million
Overseas IPO for China Construction Bank, raised US$ 9.2 billion
Overseas IPO for China Shenhua, raised US$ 3.272 billion
2006 Overseas IPO for China Communications Services, raised US$ 420 million
Overseas IPO for China Coal, raised US$ 1.945 billion
A-share IPO for China Merchants Energy Shipping, raised RMB 4.452 billion
World-record-breaking A+H share IPOs for Industrial and Commercial Bank of China, raised US$ 21.939 billion
Overseas IPO for China Merchants Bank, raised US$ 2.66 billion
A-share IPO for Daqin Railwa , raised RMB 15 billion
A-share IPO for Air China, raised RMB 4.59 billion
2007 Overseas IPO for Fosun International, raised US$ 1.7 billion
A-share IPO for China COSCO, raised RMB 15.127 billion
A+H share IPOs for China CITIC Bank, raised US$ 5.95 billion
A- share IPO for China Life, raised RMB 28.32 billion