| CLIENT |
DEAL DESCRIPTION |
| BCIA |
Corporate Bonds: RMB 4.9 Bn; Joint Lead Underwriter and Joint Bookrunner |
| CSR |
MTN: RMB 2 Bn; Joint Lead Underwriter and Joint Bookrunner |
| SGCC |
Enterprise Bonds: RMB 30 Bn; Joint Lead Underwriter |
| Beijing Enterprises Group |
MTN: RMB 4 Bn; Lead Underwriter and Sole Bookrunner |
| CNHTC |
MTN: RMB 2.5 Bn; Joint Lead Underwriter and Joint Bookrunner |
| China Minmetals Corporation |
MTN: RMB 500 MM; Joint Lead Underwriter and Joint Bookrunner |
| Yongcheng Coal & Electricity Holding Group |
MTN: RMB 700 MM; Joint Lead Underwriter and Joint Bookrunner |
| TIIG |
MTN : RMB 10 Bn; Lead Underwriter and Sole Bookrunner |
| Sinopec |
Corporate Bonds: RMB 20 Bn; Joint Sponsor and Joint Lead Underwriter |
| CITIC Bank |
Subordinated Bonds: RMB 16.5 Bn; Joint Lead Underwriter |
| HK Qinlong |
Overseas Exchangeable Notes: US$ 16.3 MM; Sole Financial Advisor |
| CNPC |
Enterprise Bonds: RMB 20 Bn; Lead Underwriter |
| Central Huijin |
Government-Supported Bonds: RMB 54 Bn; Joint Lead Underwriter |
| AVIC International |
Enterprise Bonds: RMB 1.5 Bn; Lead Underwriter |
| ICBC |
A-Share Convertible Bonds: RMB 25 Bn; Sole Sponsor and Joint Lead Underwriter |
| HDPI |
MTN: RMB 2.4 Bn; Joint Lead Underwriter and Joint Bookrunner |
| COSCO |
MTN: RMB 5 Bn; Lead Underwriter and Joint Bookrunner |
| JCC |
MTN: RMB 2 Bn; Joint Lead Underwriter and Sole Bookrunner |
| CSCEC |
MTN: RMB 10 Bn; Joint Lead Underwriter and Joint Bookrunner |
| ICBC |
Subordinated Bonds: RMB 22 Bn; Joint Lead Underwriter |
| Shenergy Group |
CP: RMB 2 Bn; Lead Underwriter and Sole Bookrunner |
| Shanghai Chengtou Holding |
CP: RMB 1.7 Bn; Lead Underwriter and Sole Bookrunner |
| SIG |
MTN: RMB 5 Bn; Lead Underwriter and Joint Bookrunner |
| China Unicom |
Overseas Convertible Bonds: US$ 1.8388 Bn; Joint Global Coordinator, Joint Bookrunner and Joint Lead Manager |
| Sinotruk (Hong Kong) |
RMB Bonds in HK: RMB 2.7 Bn; Joint Lead Manager and Joint Bookrunner |
| Ministry of Railways |
Enterprise Bonds: RMB 15 Bn; Lead Underwriter |
| CSIC |
CP: RMB 5 Bn; Joint Lead Underwriter and Joint Bookrunner |
