| | | Stock Code | 3051 | | Fund Inception Date | 2009-12-18 | | SEHK Listing Date | 2010-01-29 | | | | Index Tracker as of 2012-5-16 | | NAV per Unit | $25.20 | | Change | -$0.57 | | Change(%) | -2.23% | | All dollar amounts are in HKD. All dates are in GMT+8 Time. Any exceptions are noted. | | | SZSE 100 Index | | Closing Level (CNY) | 3107.35 | | Closing Level (HKD) | 3818.93 | | Change (HKD) | -0.02 | | Change(%) (HKD) | -2.02% | | Exchange Rate (CNY/HKD) | 81.367 | Note: The above figures are for illustrative purposes only and are not indicative of future results.
Source: Shenzhen Securities Information Company Limited | | List of Participating Dealers: | | Citigroup Global Markets Asia Limited | | Nomura Securities (Hong Kong) Limited | | RBS Asia Limited | | UBS Securities Hong Kong Limited | | | Top Holdings
as of May 15, 2012(access to A-Shares obtained through Base Securities) | | 8.23% | CHINA VANKE CO LTD | | 6.70% | WULIANGYE YIBIN CO LTD | | 4.85% | GREE ELECTRIC APPLIANCES | | 4.61% | SUNING APPLIANCE CO LTD | | 4.51% | SHENZHEN DEVELOPMENT BANK | | 3.14% | LUZHOU LAOJIAO CO LTD | | 3.12% | CHANGSHA ZOOMLION HEAVY IN | | 3.09% | ZTE CORP | | 2.86% | XISHAN COAL | | 2.72% | MEDIA ELEC | | | | | CICC-SZSE 100 Index Tracker* (3051)
(*This is a Synthetic ETF) (the “Index Tracker”) | Terms used in this website, unless otherwise stated, shall have the same meanings as those defined in the prospectus of the Index Tracker(the “Prospectus”). |
IMPORTANT INFORMATION:
Investment involves risk including loss of principal, and investments in the Index Tracker may not be suitable for everyone. Investors should read the Prospectus carefully for details including the product features and risk factors, and should consider their own investment objectives and other circumstances before investing in the Index Tracker. The information provided herein is general in nature. If you are in any doubt about the contents of this website, you should consult your stockbroker, bank manager, solicitor, accountant or other financial adviser for independent professional advice before making any investment in the Index Tracker.
The Index Tracker, being a sub-fund of the umbrella fund, the CICC Index Trust*(*This is a Synthetic ETF), is an index tracking collective investment scheme whose investment objective is to track the performance of the SZSE 100 Index. The Index Tracker has obtained permission from The Stock Exchange of Hong Kong Limited (the “SEHK”) for listing and dealing.
| Key Features And Risks / Related Documents Collateral Disclosure Collateral Management Policy | Overview of Index Tracker as of 2012-05-15 | | Total Net Assets1 | HKD9,664,004.68 | Percent Securities | 115.34% | | Number of Securities2 | 94 | Percent Cash and Cash Equivalent | 0.00% | - 1. In order to reduce the total expenses of the Index Tracker (the “Fund”), the manager of the Fund has decided to waive the Fund’s establishment costs and the management fees to be paid or payable by the Fund for the period from its commencement date (26 January 2010) up to and including 31 October 2010, amounted to approximately HKD 3.12 million in aggregate. The establishment costs will also be borne by the manager. This arrangement will have an effect of increasing the daily net asset value per unit of the Fund and the tracking error of the Fund will be decreased daily by approximately 0.05% for the period from 22 September 2010 up to and including 31 October 2010.
- 2. The "Number of Securities" represents the number of Base Securities held by the Index Tracker. For the avoidance of doubt, the Index Tracker aims to achieve its investment objective by mainly acquiring Base Securities (each of which is a financial derivative ) which tracks the performance of A Shares but it does not give the Index Tracker any right, ownership or interest in the underlying A share(s).
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You are also drawn to attention of the following points with respect to the Index Tracker:
- Investors should carefully read the Prospectus for further details of all risk factors in particular those associated with investments in the Index Tracker before making any investment decision. The prospectus of Index Tracker may be obtained from the office of China International Capital Corporation Hong Kong Asset Management Limited which is located 25th and 29th Floor, One International Centre, 1 Harbour View Street, Central, Hong Kong and can also be downloaded from Website. In addition to above points, investors are also drawn to the attention of specific risk factors with respect to the Index Tracker set out in the Prospectus.
- The Index Tracker has been authorized by the Securities and Futures Commission ("SFC") as a collective investment scheme. SFC authorization is not a recommendation or endorsement of a product nor does it guarantee the commercial merits of a product or its performance. It does not mean the product is suitable for all investors nor is it an endorsement of its suitability for any particular investor or class of investors. The Stock Exchange of Hong Kong Limited ("SEHK"), the SFC and the Hong Kong Securities Clearing Company Limited take no responsibility for the contents of the Website, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of the Website.
- Investment involves risks and it is possible that an investor may lose all of the principal amount invested. You should only invest in the Index Tracker if you can afford to lose all or part of your investment. The Index Tracker is subject to market fluctuations and to the risks inherent in all investments. The price of Units of the Index Tracker and the income generated (if any), may go down as well as up. Investment in emerging markets involves special risks and considerations, and investors should refer to the Prospectus for further details on such risks and considerations. Investors should ensure that they fully understand the nature of risks in connection with an investment in the Index Tracker before making any such investment, and investors should seek independent advice from their professional advisers as they deem necessary prior to making any investment in the Index Tracker. Investment in emerging markets involves special risks and considerations.
- Past performance information presented (if any) is not indicative of future performance.
- All information displayed on this website is provided on an “as is” basis and China International Capital Corporation Hong Kong Asset Management Limited makes no representations and disclaims all warranties (whether express or implied) as to the accuracy or completeness of the information provided herein.
- The contents of this website have not been reviewed by the SFC.
- Issuer: China International Capital Corporation Hong Kong Asset Management Limited
| | | Base Securities Issuers | Gross Exposure to Each Base Securities Issuer as a % of the Index Tracker's NAV | | The Royal Bank of Scotland PLC | 115.34 | | | | The following table provides information on collateral type and collaterization level relative to gross exposure to each Base Securities Issuer as of 2012-05-15: | | Base Securities Issuer | Collateral Provider | Collateral Type | Relevant Stock Exchange | Collateralization Level Relative to Gross Exposure to Each Base Securities Issurer | | The Royal Bank of Scotland PLC | The Royal Bank of Scotland PLC | Equity and/or Cash | HKEX | 123.07% | | | | |
